Our Senior Management
Our leadership team brings decades of combined experience in finance, investment management, and strategic business development.
James Richardson
Chairman & Chief Executive Officer
35+ years in investment banking. Former Managing Director at Goldman Sachs. Harvard MBA.
Sarah Mitchell
President & Chief Operating Officer
28 years in financial services. Previously COO at Morgan Stanley Wealth Management. Wharton MBA.
Michael Chen
Chief Financial Officer
25 years in corporate finance. Former CFO at BlackRock. CPA, Stanford MBA.
Elizabeth Warren
Chief Investment Officer
30 years in asset management. Former Portfolio Manager at Fidelity. CFA, Columbia MBA.
David Thompson
Chief Risk Officer
22 years in risk management. Former Global Head of Risk at JP Morgan. MIT PhD in Mathematics.
Jennifer Park
Chief Compliance Officer
20 years in regulatory compliance. Former SEC Division Director. Yale Law School JD.
Board of Directors
Our board provides strategic oversight and governance to ensure the long-term success of KOMMNZ Securities.
Robert Anderson
Chairman of the Board
Former CEO, Bank of America
Patricia Williams
Independent Director
Former CFO, Visa Inc.
Thomas Wright
Independent Director
Former Chairman, NYSE
Maria Garcia
Independent Director
Former Partner, McKinsey
Join Our Team
We're always looking for talented individuals to join KOMMNZ Securities.